| "Understanding Sarbanes-Oxley (SOX) Section 404" |
| "The most contentious aspect of SOX is Section 404, which requires management and the external auditor to report on the adequacy of the company's internal controls over financial reporting (ICFR). This is the most costly aspect of the legislation for companies to implement, as documenting and testing important financial manual and automated controls requires enormous effort.This course provides an overview of SOX Section 404 and discusses how one can effectively implement a solid program to address the needs of Section 404.The Public Company Accounting Oversight Board(PCAOB) approved AuditingStandard No. 5 for public accounting firms on July 25, 2007.This standard superseded Auditing Standard No. 2, the initial guidance provided in 2004. The SEC also released its interpretive guidanceon June 27, 2007. These two standards together require management to:Understand the flow of transactions, including IT aspects, in sufficient detail to identify points at which a misstatement could arise;Evaluate company-level (entity-level) controls, which correspond to the components of theCOSOframework;Perform a fraud risk assessment;Evaluate controls designed to prevent or detect fraud, including management override of controls;Evaluate controls over the period-endfinancialreporting process;Scale the assessment based on the size and complexity of the company;Rely on management's work based on factors such as competency, objectivity, and risk;Conclude on the adequacy of internal control over financial reporting.Sarbanes-Oxley was passed in 2002 and year one of attestation for publically traded companies was 2004. SOX section 404 is the most prominent of the many requirements covered under the legislation.Taking this course will prepare you to successfully address the challenges of Section 404 at your company - a high profile and critical process!If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) Section 404. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "An Overview of Insurance Fraud" |
| "Insurance Fraud is estimated to take between $80 and $300 billion a year from the property and casualty insurance industry, raising the prices each person pays for insurance by more than $300 a year.This course explains what insurance fraud is and discusses various methods by which insurance fraud is perpetrated. It also covers the various weapons provided by statutory law, legal precedent and professional claims handling that enable companies to reduce the amount stolen by fraud perpetrators. Furthermore, it explains the use of red flags or indicators of insurance fraud and the use of an insurance company Special Investigation Unit (SIU) to gather the evidence necessary to assist in the defeat of insurance fraud."
Price: 74.99 |
| "Establishing a Methodology for Risk Based Auditing" |
| "The Institute of Internal Auditors defines risk based internal auditing (RBIA) as a methodology that links internal auditing to an organization's overall risk management framework. RBIA allows internal audit to provide assurance to the board that risk management processes are managing risks effectively, in relation to the risk appetite.RBIA is at the cutting edge of internal audit practice. It is an area that is evolving rapidly and where there is still little consensus about the best way to implement it. Executing on true risk based internal auditing requires more than an annual risk assessment for the internal audit plan. It requires a pre-established methodology that includes defining the organization's risk appetite and risk tolerance utilizing measurements that include aspects of financial, compliance and operational metrics. In addition, internal audit must be ready to put aside their typical checklists and standard work programs. True risk based internal auditing goes far beyond setting the annual audit plan. It incorporates cascading the process through to each individual audit as well as the audit reporting process.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Risk Based Auditing Establishing a Methodology. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Identifying the Proper Balance of Internal Controls" |
| "Internal Controls (IC) are in place for a reason.They help maintain the control environment and establish efficient and effective processes. They also serve as a mitigation technique for identifying when processes have changed and when procedures need to be adjusted.In todays business world, all personnel must understand the concept of internal control, how they should be utilized and their benefits.The purpose and value of internal controls are often misunderstood and misapplied by management.Internal controls should be viewed as a value-oriented activity that assists the organization in the effective execution of its objectives.Properly designed and executed controls are the key to ensuring this view.This courseexplores the types of ICs, how they can be properly utilized and the cost benefit considerations for implementation.Internal control is aprocessdesigned to providereasonable assuranceregarding the achievement ofobjectivesin the following areas:Effectiveness and efficiency of operationsReliability of financial reportingCompliance with applicable laws and regulationsSafeguarding assetsIf you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Identifying and Implementing the Proper Balance of Internal Controls. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "COSO 2013 Requirements and Implementation Overview" |
| "It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal ControlIntegrated Framework (the original framework). The original framework is widely accepted as a leading framework for designing, implementing, and conducting internal control and assessing the effectiveness of internal control. Since then, technology has drastically changed the business operating environment and the associated risks. In May 2013, the COSO foundation released an update to the framework. The framework was updated due to global economic changes, enhanced information technology and increased shareholder expectations. Professionals must obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and 17 principles. This course provides an overview of the important concepts of COSO 2013. You'll learn about the important changes in the COSO framework and explore opportunities for management to place a renewed focus on internal control and enhance and solidify their Sarbanes-Oxley attestation.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Framework Requirements and Implementation Overview. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 49.99 |
| "Introduction to Sarbanes Oxley (SOX)" |
| "Sarbanes-Oxley was passed in 2002 and year one of attestation for publicly traded companies was 2004. Ten years later the legislation continues to challenge companies, auditors and compliance professionals when evaluating a companys control structure. SOX section 404, although the most prominent, is only one of the many requirements covered under the legislation.In addition, the impetus of COSO 2013 has re-focused companies' efforts on evaluating their key controls. Companies must continually evaluate whether they have designed and identified the proper controls and have adequate tests in place to determine control efficiency. With the evolution of technology solutions, the impact of information systems changes must be continually evaluated to ensure controls are adequately addressed.This Sarbanes Oxley training course is an overview of the proper processes, controls and tests companies must use to determine adequate internal and financial controls. We discuss how to recognize components of SOX and the Internal Control Framework, the requirements for Top-Down Risk Assessment, as well as how to identify legislation changes and challenges, Auditing Standard 2 and Auditing Standard 5, and how to discover the SOX Sequence of process (documentation, design, evaluation).If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes Oxley (SOX) Overview. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 74.99 |
| "COSO 2013 Control Environment Compliance" |
| "It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal ControlIntegrated Framework (the original framework). The new framework will become effective in December 2014. Professionals must first obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and related principles.COSO 2013 maintains the same five components previously identified within the 1992 framework. These include:Control EnvironmentRisk AssessmentControl ActivitiesInformation & CommunicationMonitoringEach component is now defined by separate principles that underlie the component. Management and the external auditors must understand each of these principles and be able to adequately support that they exist, are appropriately designed and functioning. In addition, the components must effectively work in combination to provide for a positive attestation to internal controls.The Control Environment is defined as the overall attitude, awareness and actions of directors and management (i.e. ""those charged with governance"") regarding the internal control system and its importance to the entity. The Control Environment is named as the first component within COSO 2013.This course is designed to focus on the Control Environment and the five separate principles that support this component.The organization demonstrates commitment to integrity and ethical values.The Board maintains independence from management and exercises oversight of internal control.Management establishes structure, reporting lines, and appropriate authority and responsibility.The organization demonstrates commitment to attract, develop and retain competent individuals.The organization holds individuals accountable for internal control responsibilities.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Control Environment Compliance. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 74.99 |
| "SOX 302: Internal Controls over Financial Reporting" |
| "To re-establish investor confidence, the Sarbanes-Oxley legislation made executive certifications of financial statements a permanent requirement for all publicly traded companies in the U.S.In doing so, they introduced a newly defined term disclosure controls and procedures. This expanded the concept of Internal Controls over Financial Reporting.SOX Section 302 became effective August 29, 2002. It stated:The executive certification requirement applies to companies filing quarterly/ annual reports with the SEC under Section 13(a) or 15 (d) of 1934 Exchange Act. Since the implementation date for SOX 302 was well before SOX 404, many questions surfaced regarding the adequacy of procedures established.In addition, many companies have not significantly revisited their procedures since initially establishing them.SOX 302 certification requirements are essential to proper financial reporting.All personnel should have a strong understanding of the requirements and their obligations related to SOX 302.This course is designed to provide a deeper understanding of the requirements behind SOX 302, the meaning of the certifications required from management and an analysis of processes that should be continually re-evaluated for improvement.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) Section 302: Internal Controls over Financial Reporting. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 74.99 |
| "Traits and Skills Of A Good Manager" |
| "Whether you have held a management position for several years or are just transitioning to a role which requires you to manage other individuals, you will find that becoming and remaining a good manager is often an art rather than a science. To be a good manager, there are many skills and techniques you must learn to employ. You may have attained your position by displaying your technical skill level, but executing as a manager and leader requires a varied set of skills and personal attributes.This courseexplores the goals and traits of managers, as well as how to make the transition to manager.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: The Art of Being A Good Manager: Part 1: Traits and Skills. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 74.99 |
| "Applying the Standards for Internal Auditors Part 3" |
| "Segment One and Two of this series covered important aspects internal auditors should be aware of in relation to the Institute of Internal Auditors (IIA) Attribute Standards and the elements of the Performance Standards that related to managing the internal audit function and the nature of work for internal audit.The final elements of the Performance Standards provide internal auditors with a relevant framework to properly execute engagements.It is critical internal auditors have an understanding of the various aspects of the audit and the framework outlined by the IIA.Although the Standards do provide specific templates on the elements that should be evaluated in each stage of the audit, they provide critical guidance on requirements internal auditors should consider during the various phases.Understanding and following this guidance will ensure audit engagements are executed consistently and effectively.This segment is designed to delve deeper into thePerformance Standardsas they relate to conducting internal audit projects.This includes:Engagement PlanningPerforming the EngagementCommunicating ResultsMonitoring ProgressCommunicating the Acceptance of risksIf you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Applying the Standards for Internal Auditors in Line with Your Organization's Needs Part Three: Executing the Audit Engagement. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Enterprise Risk Management (ERM) 101" |
| "This course covers the basic concepts of Enterprise Risk Management and important elements that finance executives and personnel need to be aware of when implementing ERM across their company.In todays world of evolving technologies and businesses, companies are taking on increasing levels of risk. This initiative has increased companies needs to employ appropriate Enterprise Risk Management (ERM) tactics in order to monitor and manage risk at the proper levels. In a world of do more at a faster pace, it is important for companies to manage their activities in a manner that can allow them to align risk strategies with overall risk management and internal control activities. Inability to do this may put the company at risk for not being able to meet strategic objectives.ERM is an initiative important to all aspects of the office of the CFO. Managing risk includes all levels of financial, operational and compliance risk.Standard stated benefits of ERM include: Increased competitive advantage, increased likelihood of achieving strategic objectives and ability to meet increased stakeholder expectations, improved governance and increased likelihood of meeting regulatory and compliance expectations.From the enterprise risk management training, you will come away from this course with a fuller understanding of ERM, how it fits in most companies and what the office of the CFO can do to ensure ERM works well and effectively protects the company without stifling growth.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Enterprise Risk Management 101. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Managing an Effective Internal Audit Function" |
| "The globalization of business, ongoing changes in technology, increased attention of shareholders and stakeholders and the continuing demands of the Audit Committee and senior management require a dynamic framework for managing today's internal audit department.This session, designed by a past Chief Audit Executive with significant exposure to a multitude of industries and internal audit frameworks, explores the key competencies and responsibilities of today's internal audit management and methods for meeting the requirements of the internal audit profession. We will also discuss some of the greatest challenges of the role and how to address those challenges.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Keys to Managing an Effective Internal Audit Function. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Operationalizing COSO" |
| "When the Committee of Sponsoring Organizations (COSO) released the COSO 2013 Framework, they specifically stated their intent that the framework be utilized for more than just Internal Control Over Financial Reporting (ICFR). Many companies have undergone and completed the mapping processes for the 17 principles to the ICFR controls. They must now examine how the framework can move into the operational stage.Much has changed since 1992 when the COSO Framework was originally issued. Market globalization has become the norm, expectations for governance and risk management have soared in the wake of corporate scandals such as Enron and WorldCom, and laws, regulations and standards for conducting business have increased exponentially.While the 2013 COSO Internal Control Framework retains the core components you are familiar with there is an increased focus on non-financial controls and reporting objectives. No longer is it acceptable to ignore operations in regards to the COSO framework. Today, the concepts and principles of COSO 2013 must be applied across the entire organization. However, applying these concepts across operations and compliance has proven to be very challenging for many organizations.Background:This course will examine the COSO attributes and 17 components and speak to what procedures need to be considered to move the framework to an operational stage that also addresses compliance issues (far beyond internal control over financial reporting (ICFR). We will examine how organizations can apply the 17 new principles outlined in the 2013 COSO framework within their business. We will take our discussion far beyond financial reporting.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Moving COSO to Operationalization Stage. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Understanding Conflicts of Interest" |
| "A conflict of interest (COI) is a situation in which a person or organization is involved in multiple interests, one of which could possibly corrupt the motivation or decision-making of that individual or organization. The concept of having personnel sign a conflict of interest statement has become one of the tools used to manage an organizations control environment and ethics process.A conflict of interest exists if the circumstances are reasonably believed to create a risk that a decision may be unduly influenced. The belief can be based on experience or objective evidence. There are critical concepts related to the conflict of interest process that organizations must understand.This course is designed to provide the learner with the opportunity to re-examine the concept as it is applied in their organization. We also discuss potential COI scenarios and elements that should be included in a COI policy.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Keys to Understanding Conflicts of Interest. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Sarbanes-Oxley (SOX) Identifying and Documenting Controls" |
| "This course explores how identifying and documenting controls for Sarbanes-Oxley (SOX) is key to enabling the evaluation of process design.It will also ensure testing processes can be effectively executed. Assessors must have a strong understanding of the types and methods of internal controls.Documentation methods must meet organizational needs.To identify controls, you must understand the concept of internal control.Internal control is a process designed to provide reasonable assurance regarding the achievement of objectives in the following areas: effectiveness/efficiency of operations; reliability of financial reporting; compliance with applicable laws/regulations; and safeguarding assets. You must also understand the types of control and the various methods of documentation.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) Identifying and Documenting Controls. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Sarbanes-Oxley (SOX) General and Applications Controls" |
| "This course speaks directly to the importance of general controls (GC), application controls (AC) and spreadsheet controls as they relate to Sarbanes-Oxley (SOX). In the initial years of SOX compliance, many felt that a material weakness could not result from a failure of any type of Information Technology (IT) control. The world has changed, and IT is no longer simply a back office function. IT is of strategic importance to internal control over financial reporting (ICFR), and it must be adequately evaluated from both a GC and AC level.The Public Company Accounting Oversight Board (PCAOB) and Securities and Exchange Commission (SEC) guidance states technology controls should only be part of SOX 404 to theextent specific financial risksare addressed. This approach can significantly reduce the scope of IT controls required in the assessment. Scoping decision is part of the entity's top-down risk assessment and can utilize a baselining approach. However, to understand the aspects of how to scope and baseline information technology controls, the assessor must have a strong understanding of how technology controls impact internal controls over financial reporting.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) General Controls, Applications Controls, and Spreadsheet Controls. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "COSO 2013 Control Activity Compliance" |
| "It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal ControlIntegrated Framework (the original framework). The new framework will become effective in December 2014.Professionals must first obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and related principles.COSO 2013 maintains the same five components previously identified within the 1992 framework. These include:Control EnvironmentRisk AssessmentControl ActivitiesInformation & CommunicationMonitoringThis course is designed to focus on the Control Activity component and the three separate principles that support this component.Control Activity is named as the third component within COSO 2013. Control Activities are actions defined through policies and procedures that help ensure management directives to mitigate risks to the achievement of objectives are carried out. Control activities are performed at all levels of the organization and at various stages of business processes and technology.The organization selects and develops control activities that contribute to the mitigation of risks to the achievement of objectives to acceptable levels.The organization selects and develops general control activities over technology to support the achievement of objectives.The organization deploys control activities through policies that establish what is expected and procedures that put policies into place.Management and the external auditors must understand each of these principles and be able to adequately support that they exist, are appropriately designed and functioning. In addition, the components must effectively work in combination to provide for a positive attestation to internal controls.The course dissects the three principles and important concepts that companies need to understand and support in order to provide that the principles are in place and functioning. We also discuss concepts related to mapping the principles to controls within the organization.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Control Activity Compliance. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 49.99 |
| "COSO 2013 Risk Assessment Compliance" |
| "It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal ControlIntegrated Framework (the original framework). The new framework will become effective in December 2014.Professionals must first obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and related principles.COSO 2013 maintains the same five components previously identified within the 1992 framework. These include:Control EnvironmentRisk AssessmentControl ActivitiesInformation & CommunicationMonitoringThis course is designed to focus on the Risk Assessment component and the four separate principles that support this component.Risk Assessment involves a dynamic and iterative process. It considers changes in the external environment/business model that may impede achievement of objectives. Every entity faces a variety of risks from both internal and external sources. Risk assessment forms a basis by which risk will be managed.The organization must specify objectives with sufficient clarity to enable the identification of risks relating to the objective.The organization identifies risks to the achievement of its objectives across the entity and analyzes risks as a basis for determining how the risks should be managed.The organization considers the potential for fraud in assessing risks to the achievement of objectives.The organization identifies and assesses changes that could significantly impact the system of IC.Management and the external auditors must understand each of these principles and be able to adequately support that they exist and are appropriately designed and functioning. In addition, the components must effectively work in combination to provide for a positive attestation to internal controls.The course dissects the four principles and important concepts that companies need to understand and support in order to provide that the Risk Assessment principles are in place and functioning. We also discuss concepts related to mapping the principles to controls within the organization.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Risk Assessment Compliance. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 74.99 |
| "Managing and Controlling Travel and Entertainment Expense" |
| "Although travel and entertainment expenses are often a small component of overall corporate expenditures, they are one of the highest inherent risk areas for inappropriate costs and fraud. Expenditures are a businessman's best friend but can also be management's worst nightmare if not properly handled. This process area inherently provides prime opportunity for unauthorized or inappropriate and lavish expenditures by executives and personnel. When this occurs, more than just dollars are at stake for the company. Uncontrolled and poorly managed travel and entertainment expenditures can impact reputation, operations and compliance areas.This course provides insight into how to bring control and intelligent management to your company's T&E expenditures by bringing people, process and technology to bear along with best practices.Who can Benefit:Professionals in the office of the CFOCEO/CFOBoard MembersInternal AuditorsCompliance ProfessionalsOperational professionalsFinance ProfessionalsIf you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Effectively Managing and Controlling Travel and Entertainment (T&E) Expenses. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 49.99 |
| "Sarbanes-Oxley (SOX) Testing" |
| "Often, when the term Sarbanes-Oxley (SOX) comes up, individuals contemplate the testing processes that are required to be executed. As evidenced in previous courses, many things must occur prior to even beginning to contemplate what, when and how to test. Previous courses have discussed an overview of the Sarbanes-Oxley legislation at a high level, SOX authoritative bodies including the Public Company Accounting Oversight Board (PCAOB) and the Securities and Exchange Commission (SEC), the evolution of the Sarbanes-Oxley standards, performing a top down risk assessment (RA), evaluating entity level and soft controls, SOX sections 404, 302, 806, 902, and 906, and the connection to an internal control framework and the Committee of Sponsoring Organizations (COSO) 2013.This course focuses on the validation of control operations, which is executed through tests of controls. Tests can be performed in multiple ways and will be dependent on the type of control. In some instances, several tests may be performed on one control.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) Testing. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Sarbanes-Oxley (SOX): Top Down Risk Assessment Part 1" |
| "In the early years of Sarbanes-Oxley (SOX), organizations went to significant detail documenting and testing financial processes. The Public Company Accounting Oversight Board (PCAOB) stressed in Auditing Standard 5 (AS5) the need to focus testing on those accounts that could materially impact the financial statements. AS5 prescribes that the auditor should use a top-down approach to the audit of Internal Control Over Financial Reporting (ICFR).Although AS5 provides guidance on performing a top-down Risk Assessment (RA), many organizations still struggle with the concept. This course will focus on the requirement for a top-down RA and processes your organization can utilize to effectively apply the approach. We will cover critical concepts of AS5 risk factors when identifying significant accounts as well as the importance of evaluating entity level controls.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX): Preparing for a Top Down Risk Assessment Part 1. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Effectively Managing T&E Expense" |
| "Although travel and entertainment expenses (T&E) are often a small component of overall corporate expenditures, they are one of the highest inherent risk areas for inappropriate costs and fraud.Expenditures can be a traveler's best friend but can also be management's worst nightmare if not properly handled. This process area inherently provides prime opportunity for unauthorized or inappropriate and lavish expenditures by executives and other personnel. When this occurs, more than just dollars are at stake for the company. Uncontrolled and unmanaged travel and entertainment expenditures can impact reputation, operations and compliance areas.This course provides context by starting with common areas of T&E abuse and fraud. We then address where T&E fits in the control environment, COSO, and relevant T&E controls. We also highliight areas of abuse that go unnoticed and red flags. Finally we describe processes that can strengthen T&E monitoring and management.Why Should you Take this Course:Regulators and legislation suggest annual review of executive expenditures. However this can be a risk laden area for compliance professionals to review due to the internal political ramifications. In today's world of transparency and increasing fraud, management must learn that attention, monitoring, and periodic review of travel and entertainment expenses is an important component of maintaining proper internal controlsWho can Benefit:Professionals in the office of the CFOCEO/CFOBoard MembersInternal AuditorsCompliance ProfessionalsOperational professionalsFinance ProfessionalsIf you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: The CFOs Dilemma: Managing Travel and Entertainment Expenses (T&E). Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 74.99 |
| "Traits and Skills of the Ethical Leader" |
| "Will there ever be an answer for unethical behavior? The world comprises many cultures, religions, and beliefs. This diversity is what makes defining ethics and instilling ethical conduct in the workplace a difficult task. If the business world is going to advance the cause towards ethics, individuals must understand the traits and skills that an ethical leader should exhibit.Ethical leaders seem to always know how to do the right thing. It may be difficult to define what right is in words, but ethical leaders are not afraid to do what they truly believe is right. They are not swayed by the popular vote. They are ready and willing to step up to the challenge.Washington Carrato, creator of The Man Van, states:Being a great leader is all about timing and knowledge. A good leader knows when to criticize, when to praise, when to encourage, and when to demand more from their team. Being a leader does not mean working in isolation. Nobody knows the answer to every problem. It is essential to understand your shortcomings, and consistently learn and develop. A good leader will seek out a mentor to learn from and bounce ideas off.This quote incorporates many of the important aspects that are covered in this course. Learners will come away with a better understanding of how to put their current skills to proper use through direction actions, as well as refine their inherent traits, to allow them to address difficult situations in the most positive manner possible.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Traits and Skills of the Ethical Leader. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Applying the Standards for Internal Auditors Part 1" |
| "Corporate management personnel often are not aware that internal auditors have standards and guidelines defined by the profession. Internal Audit (IA) is not always seen as those who must follow established professional standards. Internal auditors dont have a license to practice. So why do we needStandards?A value oriented IA function will have an understanding of theInternational Professional Practices Framework (IPPF) Standardsand be able to articulate their importance to management. Absence of acknowledgement of the Standards infers the group is a quality assurance function. That may be what the organization wants, but they should be able to differentiate.The courses on Top Skills for Internal Audit and Foundations of Internal Audit covered aspects of business acumen and included concepts of the Institute of Internal Auditors (IIA) Standards. This course will delve deeper into the major components of the Standards and their meaning to the profession.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Applying the Standards for Internal Auditors in Line with Your Organization's Needs - Part One. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 99.99 |
| "Generational and Cultural Considerations Of A Good Manager" |
| "The dynamics of the workforce are changing. The workplace is made up of individuals of all generations, cultures and moral values. Expectations of millennials vs. ""the older"" generation can vary dramatically. Attitudes and reactions to simple, day to day management instruction can be interpreted in numerous ways.Whether you have held a management position for several years, or are just transitioning to a role which requires you to manage other individuals, you will find that becoming and remaining a good manager is often as much art as science.This is the second course in a two part series that is designed to help both new managers and experienced managers excel in their roles. This session focuses on techniques and concepts managers need to understand when working in todays multi-generational and cultural work force.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: The Art of Being A Good Manager: Part 2: Generational and Cultural Considerations. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 74.99 |
| "Understanding Cultural Implications When Leading Change" |
| "This course helps change agents tasked with leading change across multiple countries or leaders who must create or support a change across a global team. In this course we use the Change Equation to identify the concepts necessary for successful global change. We then discuss steps related to the first change factor of moving people out of the comfort of the status quo.We identify the steps necessary to create dissatisfaction with the current state and openness to the change you are recommending. We then discuss the implications when working across multiple countries including tolerance for change, getting actual agreement vs. just articulating agreement, expected speed of change, and other dimensions of culture. We then discuss how to determine if your conditions are right to move forward and how to remove common barriers.Although each course may be taken individually, this is part 1 of a 3 part course.1.Understanding Cultural Implications When Leading Change2.Creating a Vision for Leading Global Change at Your Company3.Connecting Globally When Leading Change"
Price: 74.99 |
| "Connecting Globally When Leading Change" |
| "In this course we discuss communicating your full vision of change. The approach of storytelling is used to create connection. The concepts of International English are introduced to increase clarity of messaging across non-native speakers of English.We then discuss common sources of resistance that occur specifically in creating change across cultures. We explore ways to overcome those objections. Finally, we discuss important suggestions and reminders to successful implementation of the change.Although each course may be taken individually, this is part 3of a 3 part course.1.Understanding Cultural Implications When Leading Change2.Creating a Vision for Leading Global Change at Your Company3.Connecting Globally When Leading Change"
Price: 74.99 |
| "COSO 2013 Complying with the Information & Comm. Components" |
| "Information & Communication is necessary for the entity to carry out internal control responsibilities to support the achievement of objectives. Management generates and uses relevant and quality information from both internal and external sources to support the functioning of internal control. Communication is considered a continual and iterative process of providing, sharing and obtaining necessary information. Information and Communication is the fourth component in the COSO framework.COSO 2013 maintained the same five components previously identified within the 1992 framework. These include:Control EnvironmentRisk AssessmentControl ActivitiesInformation & CommunicationMonitoringThis COSO training course is designed to focus on the Information and Communication component and the three separate principles that support this component.Information and Communicationstands at the heart of any company. It incorporates not just verbal communication but also a companys IT infrastructure.Principle 13: The organization uses relevant information. (5 POF)Principle 14: Internal communication is effective. (4 POF)Principle 15: External communication is sufficient. (5 POF)The course dissects the three principles and important concepts that companies need to understand and support in order to prove that the principles are in place and functioning. We also discuss concepts related to mapping the principles to controls within the organization.Management and the external auditors must understand each of these principles and be able to adequately support that they exist, are appropriately designed and functioning. In addition, the components must effectively work in combination to provide for a positive attestation to internal controls.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Requirements for Complying with the Information and Communication Component. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 49.99 |
| "Business Intelligence Collecting, Cleaning, Merging Data" |
| "This course prepares participants to begin business intelligence projects with a hands-on approach to gathering and cleaning data. After taking this course, participants will be ready to create their own databases or oversee the creation of databases for their company.The focus in this course is on Big Data datasets containing anywhere from tens of thousands to millions of observations. While the tools used are applicable for smaller datasets of a few hundred data points, the focus is on larger datasets. The course also helps participants with no experience in building datasets to start from scratch.Finally, the course is excellent for users of Salesforce, Tableau, Oracle, IBM, SAP and other BI software packages since it helps viewers see through the black box to the underlying mechanics of Business Intelligence practices.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Business Intelligence Collecting, Cleaning, and Merging Data. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 49.99 |
| "The Fundamentals of Business Intelligence (BI)" |
| "Business Intelligence (BI); the term is bandied about so frequently today that it might seem like everyone except you already understands it. The truth is that like its partner Big Data, business intelligence is actually not well understood at all. Most people who talk about business intelligence have at best a general notion of what it means and almost no experience with actually using BI in a meaningful way. However, BI is an important new tool for modern business.Advances in computing power can now give businesses ways to analyze data that they never could before. With these advances, firms can make decisions about pricing, marketing, new products, and resource allocation more effectively than they have ever been able to in the past. Major corporations like Kroger are starting to use BI to help determine what products they should advertise to specific customers. General Electric is using BI to more efficiently run its industrial maintenance schedules. Citi is using BI to help proactively figure out the maximum interest rates various customers are willing to pay. BI is useful in all of these settings and much more.If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: The Fundamentals of Business Intelligence (BI): What it Does and Why it's so Essential. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an approved-by-the-governing-body CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more."
Price: 49.99 |
